Foreseeable harms – The FCA ups the ante

  • Posted by Chris Jones

The latest Dear CEO letter to discretionary investment managers and stockbrokers identifies a range of concerns the FCA has in significant areas. The FCA requires firms to ensure these concerns are addressed. If you’re an adviser using a discretionary investment manager for client assets, now might be a good time to pause for thought.

Foreseeable harms - What to watch out for when checking providers

  • Posted by Chris Jones

With Consumer Duty preparation in full swing, a lot of focus has been on delivering the four outcomes. But equally important are the three cross-cutting rules and advisers will need to think through the foreseeable harm rule in particular.

DD|hub – New due diligence for IHT business relief portfolios

  • Posted by threesixty services

DD|hub has launched its due diligence data for Inheritance Tax (IHT) planning portfolios, including services from Brooks Macdonald, Close Brothers, Investec, Octopus, Thorntons Investments and Whitman Asset Management.